Fred, along with his team, is responsible for Hamilton Lane’s domestic and international regulatory compliance and risk management programs and for ensuring that new business initiatives, offices, products and services are integrated into the firm in a consistent manner. In addition, Fred is also responsible for overseeing the structural and operational aspects of Hamilton Lane’s Evergreen portfolio business.
Prior to joining Hamilton Lane in 2011, he served as the Chief Compliance Officer for Natsource, LLC, an emissions trading firm where he managed the firm’s global compliance program. Previously, Fred held various compliance and supervisory positions at Bear Stearns Asset Management, JP Morgan Private Bank, UBS and Smith Barney.
Fred received a B.A. in Economics from the University of Delaware and a certificate in Financial Risk Management from New York University.